Trustee collective investments scheme license

To regulate collective investment schemes<br>

  • Purpose: To regulate collective investment schemes<br>
  • Application Fees: 500,000 Ugx
  • License Fee: 2,500,000 Ugx
  • Maximum Processing Time: 45 Days
  • Related Websites: <a href=""></a>
  • Validity: One-off
  • Contact Office: <a href="">Capital Markets Authority</a>
  • Renewal Fee: N/A
  • License Type: License
  • Legal Basis: The Capital Markets Authority (Amendment) Act, 2016. The Collective Investment Schemes (Licensing) Regulations.
  • <ul><li> The relevant Instrument of Incorporation.</li><li>Memorandum and Articles of Association.</li><li> Statement of assets and liabilities.</li><li>A statement of the corporate name, registered office and principal place of business.</li><li>A statement of the particulars of the directors of the company.</li><li>Audited financial statements and auditors report for the preceding three years.</li><li>A certificate of no objection from the relevant regulatory body.</li><li>A letter of consent to act and details of its auditor.</li><li>The address of a place in Uganda for the services on the applicant of any notice or other document required or authorised to be served on him or her under the Act and these regulations.</li></ul>